An asset manager, brokerage, or bank issues a brokerage/portfolio statement to an individual to provide detailed information and the composition of assets or investments. The brokerage statement is a common form type that is found in mortgages, especially for asset verification. The Brokerage Statement form type includes mutual fund statements.

To use the Upload PDF endpoint for this document, you must use BROKERAGE_STATEMENT_ASSET_ALLOCATION_SUMMARY in the form_type parameter.

Optional itemized line item fields captured

Field data attributed to itemized line items in the Brokerage Statement is captured as Table objects.

📘
Form-Driven Output
column_ids associated with the Table objects will be a subset of the following list that matches the line item headers as they appear on the specific form.

Column ID	Data Type	Description
`assetType`	Text	Asset Type
`marketValue(ThisPeriod)`	Money	Market Value (This Period)

Field descriptions

The following fields are available on this document type:

JSON Attribute	Data Type	Description
`brokerage_statement_asset_allocation_summary-Part1-General:bankOrBrokerageInstitutionName`	Text	Bank or Brokerage Institution Name
`brokerage_statement_asset_allocation_summary-Part1-General:accountNumber`	Text	Account Number
`brokerage_statement_asset_allocation_summary-Part1-General:retirementStatement?`	`YES`, `NO`	Retirement Statement?
`brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName1`	Text	Account Holder Name 1
`brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName2`	Text	Account Holder Name 2
`brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine1`	Text	Account Holder Address
`brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine2`	Text	Account Holder Address
`brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:city`	Text	Account Holder Address
`brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:state`	State	Account Holder Address
`brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:zip`	ZIP Code	Account Holder Address
`brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningDate`	Date	Statement Period Beginning Date
`brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingDate`	Date	Statement Period Ending Date
`brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementIssueDate`	Date	Statement Issue Date
`brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningBalance`	Money	Statement Period Beginning Balance
`brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingBalance`	Money	Statement Period Ending Balance
`brokerage_statement_asset_allocation_summary-Part2-StatementDetails:vestedBalance`	Money	Vested Balance

Sample document

drive.google.com

Brokerage Statement.pdf

Sample JSON result

{
  "pk": 49881920,
  "uuid": "e5003556-f714-4f7f-b1a1-e8f92412b429",
  "name": "Brokerage Statement Brex",
  "created": "2024-05-01T20:18:41Z",
  "created_ts": "2024-05-01T20:18:41Z",
  "verified_pages_count": 77,
  "book_status": "ACTIVE",
  "id": 49881920,
  "forms": [
    {
      "pk": 54919009,
      "uuid": "620fe968-bf9e-45ba-8444-088351a90b15",
      "uploaded_doc_pk": 70807137,
      "form_type": "brokerage_statement_asset_allocation_summary",
      "raw_fields": {
        "brokerage_statement_asset_allocation_summary-Part1-General:accountNumber": {
          "value": "333-333333",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName1": {
          "value": "JOHN W. DOE",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName2": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:retirementStatement?": {
          "value": "NO",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:vestedBalance": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:zip": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:city": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:state": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementIssueDate": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:bankOrBrokerageInstitutionName": {
          "value": "FIDELITY INVESTMENTS",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine1": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine2": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingDate": {
          "value": "07/31/2015",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningDate": {
          "value": "07/01/2015",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingBalance": {
          "value": "28457.90",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningBalance": {
          "value": "27935.44",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        }
      },
      "form_config_pk": 542510,
      "tables": [],
      "attribute_data": null
    },
    {
      "pk": 54918996,
      "uuid": "91927362-ebd8-4617-8552-1f4a971257e4",
      "uploaded_doc_pk": 70807137,
      "form_type": "brokerage_statement_asset_allocation_summary",
      "raw_fields": {
        "brokerage_statement_asset_allocation_summary-Part1-General:accountNumber": {
          "value": "222-222222",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName1": {
          "value": "JOHN W. DOE",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName2": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:retirementStatement?": {
          "value": "YES",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:vestedBalance": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:zip": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:city": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:state": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementIssueDate": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:bankOrBrokerageInstitutionName": {
          "value": "FIDELITY INVESTMENTS",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine1": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine2": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingDate": {
          "value": "07/31/2015",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningDate": {
          "value": "07/01/2015",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingBalance": {
          "value": "142413.12",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningBalance": {
          "value": "147593.80",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        }
      },
      "form_config_pk": 542510,
      "tables": [
        {
          "pk": 43290,
          "table_type": "brokerage_statement_asset_allocation_summary-Part3-AssetAllocationSummary",
          "columns": [
            {
              "column_id": "assetType",
              "alias_used": "Asset Type"
            },
            {
              "column_id": "marketValue(ThisPeriod)",
              "alias_used": "Market Value (This Period)"
            }
          ],
          "rows": [
            {
              "cells": {
                "assetType": {
                  "value": "STOCKS"
                },
                "marketValue(ThisPeriod)": {
                  "value": "99,215"
                }
              },
              "page_doc_pk": 494663230,
              "page_idx": 18
            },
            {
              "cells": {
                "assetType": {
                  "value": "BONDS"
                },
                "marketValue(ThisPeriod)": {
                  "value": "35,475"
                }
              },
              "page_doc_pk": 494663230,
              "page_idx": 18
            },
            {
              "cells": {
                "assetType": {
                  "value": "OTHER"
                },
                "marketValue(ThisPeriod)": {
                  "value": "5,651"
                }
              },
              "page_doc_pk": 494663230,
              "page_idx": 18
            },
            {
              "cells": {
                "assetType": {
                  "value": "CORE ACCOUNT"
                },
                "marketValue(ThisPeriod)": {
                  "value": "2,070"
                }
              },
              "page_doc_pk": 494663230,
              "page_idx": 18
            }
          ]
        }
      ],
      "attribute_data": null
    },
    {
      "pk": 54918950,
      "uuid": "aec78719-19d2-422d-aded-6a618f02a93f",
      "uploaded_doc_pk": 70807137,
      "form_type": "brokerage_statement_asset_allocation_summary",
      "raw_fields": {
        "brokerage_statement_asset_allocation_summary-Part1-General:accountNumber": {
          "value": "111-111111",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:retirementStatement?": {
          "value": "NO",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:vestedBalance": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingBalance": {
          "value": "103351.18",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningBalance": {
          "value": "88053.95",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName1": {
          "value": "JOHN W. DOE",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName2": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:zip": {
          "value": "02201",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:city": {
          "value": "BOSTON",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:state": {
          "value": "MA",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementIssueDate": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:bankOrBrokerageInstitutionName": {
          "value": "FIDELITY INVESTMENTS",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine1": {
          "value": "100 MAIN ST.",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine2": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingDate": {
          "value": "07/31/2015",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningDate": {
          "value": "07/01/2015",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        }
      },
      "form_config_pk": 542510,
      "tables": [
        {
          "pk": 43293,
          "table_type": "brokerage_statement_asset_allocation_summary-Part3-AssetAllocationSummary",
          "columns": [
            {
              "column_id": "assetType",
              "alias_used": "Asset Type"
            },
            {
              "column_id": "marketValue(ThisPeriod)",
              "alias_used": "Market Value (This Period)"
            }
          ],
          "rows": [
            {
              "cells": {
                "assetType": {
                  "value": "MUTUAL FUNDS"
                },
                "marketValue(ThisPeriod)": {
                  "value": "16,387"
                }
              },
              "page_doc_pk": 494663215,
              "page_idx": 3
            },
            {
              "cells": {
                "assetType": {
                  "value": "STOCKS"
                },
                "marketValue(ThisPeriod)": {
                  "value": "43,724"
                }
              },
              "page_doc_pk": 494663215,
              "page_idx": 3
            },
            {
              "cells": {
                "assetType": {
                  "value": "OTHER"
                },
                "marketValue(ThisPeriod)": {
                  "value": "6,740"
                }
              },
              "page_doc_pk": 494663215,
              "page_idx": 3
            },
            {
              "cells": {
                "assetType": {
                  "value": "CORE ACCOUNT"
                },
                "marketValue(ThisPeriod)": {
                  "value": "3,500"
                }
              },
              "page_doc_pk": 494663215,
              "page_idx": 3
            },
            {
              "cells": {
                "assetType": {
                  "value": "EXCHANGE TRADED PRODUCTS"
                },
                "marketValue(ThisPeriod)": {
                  "value": "14,462"
                }
              },
              "page_doc_pk": 494663215,
              "page_idx": 3
            },
            {
              "cells": {
                "assetType": {
                  "value": "BONDS"
                },
                "marketValue(ThisPeriod)": {
                  "value": "50,656"
                }
              },
              "page_doc_pk": 494663215,
              "page_idx": 3
            }
          ]
        }
      ],
      "attribute_data": null 
    }
  ],
  "book_is_complete": true
}

Brokerage Statement - Asset Allocation Summary

Optional itemized line item fields captured

📘
Form-Driven Output

Field descriptions

Sample document

Sample JSON result

Optional itemized line item fields captured

📘Form-Driven Output

Field descriptions

Sample document

Sample JSON result

📘
Form-Driven Output