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Brokerage Statement - Asset Allocation Summary

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An asset manager, brokerage, or bank issues a brokerage/portfolio statement to an individual to provide detailed information and the composition of assets or investments. The brokerage statement is a common form type that is found in mortgages, especially for asset verification. The Brokerage Statement form type includes mutual fund statements.

To use the Upload PDF endpoint for this document, you must use brokerage_statement_asset_allocation_summary in the form_type parameter.

Optional itemized line item fields captured

Field data attributed to itemized line items in the Brokerage Statement is captured as Table objects.

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Form-Driven Output

column_ids associated with the Table objects will be a subset of the following list that matches the line item headers as they appear on the specific form.

Column IDData TypeDescription
assetTypeTextAsset Type
marketValue(ThisPeriod)MoneyMarket Value (This Period)

Field descriptions

The following fields are available on this document type:

JSON AttributeData TypeDescription
brokerage_statement_asset_allocation_summary-Part1-General:bankOrBrokerageInstitutionNameTextBank or Brokerage Institution Name
brokerage_statement_asset_allocation_summary-Part1-General:accountNumberTextAccount Number
brokerage_statement_asset_allocation_summary-Part1-General:retirementStatement?YES, NORetirement Statement?
brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName1TextAccount Holder Name 1
brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName2TextAccount Holder Name 2
brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine1TextAccount Holder Address
brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine2TextAccount Holder Address
brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:cityTextAccount Holder Address
brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:stateStateAccount Holder Address
brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:zipZIP CodeAccount Holder Address
brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningDateDateStatement Period Beginning Date
brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingDateDateStatement Period Ending Date
brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementIssueDateDateStatement Issue Date
brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningBalanceMoneyStatement Period Beginning Balance
brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingBalanceMoneyStatement Period Ending Balance
brokerage_statement_asset_allocation_summary-Part2-StatementDetails:vestedBalanceMoneyVested Balance

Sample document

drive.google.comdrive.google.com
Brokerage Statement.pdf

Sample JSON result

{
  "pk": 49881920,
  "uuid": "e5003556-f714-4f7f-b1a1-e8f92412b429",
  "name": "Brokerage Statement Brex",
  "created": "2024-05-01T20:18:41Z",
  "created_ts": "2024-05-01T20:18:41Z",
  "verified_pages_count": 77,
  "book_status": "ACTIVE",
  "id": 49881920,
  "forms": [
    {
      "pk": 54919009,
      "uuid": "620fe968-bf9e-45ba-8444-088351a90b15",
      "uploaded_doc_pk": 70807137,
      "form_type": "brokerage_statement_asset_allocation_summary",
      "raw_fields": {
        "brokerage_statement_asset_allocation_summary-Part1-General:accountNumber": {
          "value": "333-333333",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName1": {
          "value": "JOHN W. DOE",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName2": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:retirementStatement?": {
          "value": "NO",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:vestedBalance": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:zip": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:city": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:state": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementIssueDate": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:bankOrBrokerageInstitutionName": {
          "value": "FIDELITY INVESTMENTS",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine1": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine2": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingDate": {
          "value": "07/31/2015",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningDate": {
          "value": "07/01/2015",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingBalance": {
          "value": "28457.90",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningBalance": {
          "value": "27935.44",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        }
      },
      "form_config_pk": 542510,
      "tables": [],
      "attribute_data": null
    },
    {
      "pk": 54918996,
      "uuid": "91927362-ebd8-4617-8552-1f4a971257e4",
      "uploaded_doc_pk": 70807137,
      "form_type": "brokerage_statement_asset_allocation_summary",
      "raw_fields": {
        "brokerage_statement_asset_allocation_summary-Part1-General:accountNumber": {
          "value": "222-222222",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName1": {
          "value": "JOHN W. DOE",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName2": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:retirementStatement?": {
          "value": "YES",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:vestedBalance": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:zip": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:city": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:state": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementIssueDate": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:bankOrBrokerageInstitutionName": {
          "value": "FIDELITY INVESTMENTS",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine1": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine2": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingDate": {
          "value": "07/31/2015",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningDate": {
          "value": "07/01/2015",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingBalance": {
          "value": "142413.12",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningBalance": {
          "value": "147593.80",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        }
      },
      "form_config_pk": 542510,
      "tables": [
        {
          "pk": 43290,
          "table_type": "brokerage_statement_asset_allocation_summary-Part3-AssetAllocationSummary",
          "columns": [
            {
              "column_id": "assetType",
              "alias_used": "Asset Type"
            },
            {
              "column_id": "marketValue(ThisPeriod)",
              "alias_used": "Market Value (This Period)"
            }
          ],
          "rows": [
            {
              "cells": {
                "assetType": {
                  "value": "STOCKS"
                },
                "marketValue(ThisPeriod)": {
                  "value": "99,215"
                }
              },
              "page_doc_pk": 494663230,
              "page_idx": 18
            },
            {
              "cells": {
                "assetType": {
                  "value": "BONDS"
                },
                "marketValue(ThisPeriod)": {
                  "value": "35,475"
                }
              },
              "page_doc_pk": 494663230,
              "page_idx": 18
            },
            {
              "cells": {
                "assetType": {
                  "value": "OTHER"
                },
                "marketValue(ThisPeriod)": {
                  "value": "5,651"
                }
              },
              "page_doc_pk": 494663230,
              "page_idx": 18
            },
            {
              "cells": {
                "assetType": {
                  "value": "CORE ACCOUNT"
                },
                "marketValue(ThisPeriod)": {
                  "value": "2,070"
                }
              },
              "page_doc_pk": 494663230,
              "page_idx": 18
            }
          ]
        }
      ],
      "attribute_data": null
    },
    {
      "pk": 54918950,
      "uuid": "aec78719-19d2-422d-aded-6a618f02a93f",
      "uploaded_doc_pk": 70807137,
      "form_type": "brokerage_statement_asset_allocation_summary",
      "raw_fields": {
        "brokerage_statement_asset_allocation_summary-Part1-General:accountNumber": {
          "value": "111-111111",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:retirementStatement?": {
          "value": "NO",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:vestedBalance": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingBalance": {
          "value": "103351.18",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningBalance": {
          "value": "88053.95",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName1": {
          "value": "JOHN W. DOE",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderName2": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:zip": {
          "value": "02201",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:city": {
          "value": "BOSTON",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:state": {
          "value": "MA",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementIssueDate": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:bankOrBrokerageInstitutionName": {
          "value": "FIDELITY INVESTMENTS",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine1": {
          "value": "100 MAIN ST.",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part1-General:accountHolderAddress:addressLine2": {
          "value": "",
          "is_empty": true,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodEndingDate": {
          "value": "07/31/2015",
          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        },
        "brokerage_statement_asset_allocation_summary-Part2-StatementDetails:statementPeriodBeginningDate": {
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          "is_empty": false,
          "alias_used": null,
          "source_filename": "Brokerage Statement.pdf",
          "confidence": 1.0
        }
      },
      "form_config_pk": 542510,
      "tables": [
        {
          "pk": 43293,
          "table_type": "brokerage_statement_asset_allocation_summary-Part3-AssetAllocationSummary",
          "columns": [
            {
              "column_id": "assetType",
              "alias_used": "Asset Type"
            },
            {
              "column_id": "marketValue(ThisPeriod)",
              "alias_used": "Market Value (This Period)"
            }
          ],
          "rows": [
            {
              "cells": {
                "assetType": {
                  "value": "MUTUAL FUNDS"
                },
                "marketValue(ThisPeriod)": {
                  "value": "16,387"
                }
              },
              "page_doc_pk": 494663215,
              "page_idx": 3
            },
            {
              "cells": {
                "assetType": {
                  "value": "STOCKS"
                },
                "marketValue(ThisPeriod)": {
                  "value": "43,724"
                }
              },
              "page_doc_pk": 494663215,
              "page_idx": 3
            },
            {
              "cells": {
                "assetType": {
                  "value": "OTHER"
                },
                "marketValue(ThisPeriod)": {
                  "value": "6,740"
                }
              },
              "page_doc_pk": 494663215,
              "page_idx": 3
            },
            {
              "cells": {
                "assetType": {
                  "value": "CORE ACCOUNT"
                },
                "marketValue(ThisPeriod)": {
                  "value": "3,500"
                }
              },
              "page_doc_pk": 494663215,
              "page_idx": 3
            },
            {
              "cells": {
                "assetType": {
                  "value": "EXCHANGE TRADED PRODUCTS"
                },
                "marketValue(ThisPeriod)": {
                  "value": "14,462"
                }
              },
              "page_doc_pk": 494663215,
              "page_idx": 3
            },
            {
              "cells": {
                "assetType": {
                  "value": "BONDS"
                },
                "marketValue(ThisPeriod)": {
                  "value": "50,656"
                }
              },
              "page_doc_pk": 494663215,
              "page_idx": 3
            }
          ]
        }
      ],
      "attribute_data": null 
    }
  ],
  "book_is_complete": true
}

Updated 19 days ago