Brokerage Statement
An asset manager, brokerage, or bank issues a brokerage/portfolio statement to an individual to provide detailed information and the composition of assets or investments. The brokerage statement is a common form type that is found in mortgages, especially for asset verification. The Brokerage Statement form type includes mutual fund statements.
The form_type parameter BROKERAGE_STATEMENT for the Upload PDF endpoint is required for this form type.
To learn more about brokerage statements processing, see processing brokerage statements.
Field descriptions
The following fields are available on this form type:
| JSON Attribute | Data Type | Description |
|---|---|---|
brokerage_statement-Part1-General:bankOrBrokerageInstitutionName | Text | Bank or Brokerage Institution Name |
brokerage_statement-Part1-General:accountNumber | Text | Account Number |
brokerage_statement-Part1-General:retirementStatement? | YES, NO | Retirement Statement? |
brokerage_statement-Part1-General:accountHolderName1 | Text | Account Holder Name 1 |
brokerage_statement-Part1-General:accountHolderName2 | Text | Account Holder Name 2 |
brokerage_statement-Part1-General:accountHolderAddress:addressLine1 | Text | Account Holder Address |
brokerage_statement-Part1-General:accountHolderAddress:addressLine2 | Text | Account Holder Address |
brokerage_statement-Part1-General:accountHolderAddress:city | City | Account Holder Address |
brokerage_statement-Part1-General:accountHolderAddress:state | State | Account Holder Address |
brokerage_statement-Part1-General:accountHolderAddress:zip | ZIP Code | Account Holder Address |
brokerage_statement-Part2-StatementDetails: statementPeriodBeginningDate | Date | Statement Period Beginning Date |
brokerage_statement-Part2-StatementDetails: statementPeriodEndingDate | Date | Statement Period Ending Date |
brokerage_statement-Part2-StatementDetails: statementIssueDate | Date | Statement Issue Date |
brokerage_statement-Part2-StatementDetails: statementPeriodBeginningBalance | Money | Statement Period Beginning Balance |
brokerage_statement-Part2-StatementDetails:statementPeriodEndingBalance | Money | Statement Period Ending Balance |
brokerage_statement-Part2-StatementDetails: vestedBalance | Money | Vested Balance |
brokerage_statement-Part3-AssetComposition: cash-MarketValue | Money | Cash - Market Value |
brokerage_statement-Part3-AssetComposition: moneyMarket-MarketValue | Money | Money Market - Market Value |
brokerage_statement-Part3-AssetComposition: fixedIncome-MarketValue | Money | Fixed Income - Market Value |
brokerage_statement-Part3-AssetComposition: equity-MarketValue | Money | Equity - Market Value |
Sample form
The below Ocrolus sample PDF (input) matches the below sample JSON result (output).
drive.google.comSample JSON result
{
"status": 200,
"response": {
"pk": 29698370,
"uuid": "5e83d19c-fa8b-45ca-85d9-06e1639a2736",
"forms": [
{
"pk": 44337723,
"uuid": "c549526a-1f5c-4f57-9182-9fe1d63776e7",
"uploaded_doc_pk": 51890756,
"form_type": "BROKERAGE_STATEMENT",
"raw_fields": {
"brokerage_statement-Part3-AssetComposition:cash-MarketValue": {
"value": "",
"is_empty": true,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part3-AssetComposition:equity-MarketValue": {
"value": "",
"is_empty": true,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part3-AssetComposition:fixedIncome-MarketValue": {
"value": "",
"is_empty": true,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part3-AssetComposition:moneyMarket-MarketValue": {
"value": "",
"is_empty": true,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part1-General:accountNumber": {
"value": "",
"is_empty": true,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part1-General:accountHolderName1": {
"value": "JOHN SAMPLE",
"is_empty": false,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part1-General:accountHolderName2": {
"value": "",
"is_empty": true,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part1-General:retirementStatement?": {
"value": "NO",
"is_empty": false,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part2-StatementDetails:vestedBalance": {
"value": "",
"is_empty": true,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:zip": {
"value": "12345",
"is_empty": false,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:city": {
"value": "SAMPLE CITY",
"is_empty": false,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:state": {
"value": "NY",
"is_empty": false,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part2-StatementDetails:statementIssueDate": {
"value": "",
"is_empty": true,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part1-General:bankOrBrokerageInstitutionName": {
"value": "ABC MORTGAGE COMPANY",
"is_empty": false,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:addressLine1": {
"value": "123 FAKE STREET",
"is_empty": false,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:addressLine2": {
"value": "UNIT #12",
"is_empty": false,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part2-StatementDetails:statementPeriodEndingDate": {
"value": "07/31/2022",
"is_empty": false,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part2-StatementDetails:statementPeriodBeginningDate": {
"value": "07/01/2022",
"is_empty": false,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part2-StatementDetails:statementPeriodEndingBalance": {
"value": "15000.00",
"is_empty": false,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
},
"brokerage_statement-Part2-StatementDetails:statementPeriodBeginningBalance": {
"value": "10000.00",
"is_empty": false,
"alias_used": null,
"source_filename": "Brokerage Statement (1) (2).pdf"
}
},
"form_config_pk": 166229,
"tables": []
},
"message": "OK"
}
Updated 3 months ago