Brokerage statement
A brokerage/portfolio statement is issued by an asset manager, brokerage, or bank to an individual to detail information about and composition of assets or investments. The brokerage statement is a common form type found in mortgage, specifically for for verification of assets. Mutual fund statements are included within the Brokerage Statement form type.
The form_type parameter BROKERAGE_STATEMENT for the Upload PDF endpoint is required for this form type.
Learn more about how we process brokerage statements here.
Optional fields captured
Configuration-driven output
All fields below are optionally captured, depending on your order form. To adjust fields captured, please speak with your Ocrolus Account Manager.
JSON Attribute | Data Type | Description |
|---|---|---|
| Text | Bank or brokerage institution name |
| Text | Account number |
|
| Retirement statement |
| Text | Account holder name 1 |
| Text | Account holder name 2 |
| Text | Account holder address |
| Text | Account holder address |
| City | Account holder address |
| State | Account holder address |
| ZIP Code | Account holder address |
| Statement period beginning date | |
| Statement period ending date | |
| Statement issue date | |
| Statement period beginning balance | |
| Statement period ending balance | |
| Cash - market value | |
| Money market - market value | |
| Fixed income - market value | |
| Equity - market value |
Sample form
The below Ocrolus sample PDF (input) matches the below sample JSON result (output).
drive.google.comSample JSON result
{
"status": 200,
"response": {
"pk": 16317253,
"uuid": "c70a781f-e0f1-4ee7-b974-05362f3f66be",
"name": "Brokerage Statement for API Docs",
"created": "2022-01-26T15:46:09Z",
"created_ts": "2022-01-26T15:46:09Z",
"verified_pages_count": 6,
"book_status": "ACTIVE",
"id": 16317253,
"forms": [
{
"pk": 34067993,
"uuid": "0e4b6124-bfed-4a28-9f2a-be4f5e067122",
"form_type": "BROKERAGE_STATEMENT",
"raw_fields": {
"brokerage_statement-Part1-General:accountNumber": {
"value": "6521-415290",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part1-General:accountHolderName1": {
"value": "ASHER GABRIEL",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part1-General:accountHolderName2": {
"value": "",
"is_empty": true,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part1-General:retirementStatement?": {
"value": "",
"is_empty": true,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:zip": {
"value": "14420",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:city": {
"value": "BROCKPORT",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part3-AssetComposition:cash-MarketValue": {
"value": "10459095.81",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:state": {
"value": "NY",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part2-StatementDetails:statementIssueDate": {
"value": "05/02/2016",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part3-AssetComposition:equity-MarketValue": {
"value": "14925012.37",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part1-General:bankOrBrokerageInstitutionName": {
"value": "MORGAN STANLEY",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part3-AssetComposition:fixedIncome-MarketValue": {
"value": "18355012.59",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part3-AssetComposition:moneyMarket-MarketValue": {
"value": "",
"is_empty": true,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:addressLine1": {
"value": "6265 BROCKPORT SPENCERPORT RD",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:addressLine2": {
"value": "",
"is_empty": true,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part2-StatementDetails:statementPeriodEndingDate": {
"value": "04/30/2016",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part2-StatementDetails:statementPeriodBeginningDate": {
"value": "04/01/2016",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf"
},
"brokerage_statement-Part2-StatementDetails:statementPeriodEndingBalance": {
"value": "55464593.13",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf",
"validation_error": "Difference between Statement Period Ending Balance and Statement Period Beginning Balance usually lies between -120000 and 88000. User should review."
},
"brokerage_statement-Part2-StatementDetails:statementPeriodBeginningBalance": {
"value": "48887823.07",
"is_empty": false,
"alias_used": null,
"source_filename": "Sample Brokerage Statement.pdf",
"validation_error": "Statement Period Beginning Balance usually ranges from 0 to 2300000. User should review."
}
},
"form_config_pk": 37154,
"tables": []
}
],
"book_is_complete": true
},
"message": "OK"
}
Updated 4 months ago