Brokerage Statement

An asset manager, brokerage, or bank issues a brokerage/portfolio statement to an individual to provide detailed information and the composition of assets or investments. The brokerage statement is a common form type that is found in mortgages, especially for asset verification. The Brokerage Statement form type includes mutual fund statements.

To use the Upload PDF endpoint for this document, you must use BROKERAGE_STATEMENT in the form_type parameter.

To learn more about brokerage statements processing, see processing brokerage statements.

Field descriptions

The following fields are available on this form type:

JSON AttributeData TypeDescription
brokerage_statement-Part1-General:bankOrBrokerageInstitutionNameTextBank or Brokerage Institution Name
brokerage_statement-Part1-General:accountNumberTextAccount Number
brokerage_statement-Part1-General:retirementStatement?YES, NORetirement Statement?
brokerage_statement-Part1-General:accountHolderName1TextAccount Holder Name 1
brokerage_statement-Part1-General:accountHolderName2TextAccount Holder Name 2
brokerage_statement-Part1-General:accountHolderAddress:addressLine1TextAccount Holder Address
brokerage_statement-Part1-General:accountHolderAddress:addressLine2TextAccount Holder Address
brokerage_statement-Part1-General:accountHolderAddress:cityTextAccount Holder Address
brokerage_statement-Part1-General:accountHolderAddress:stateStateAccount Holder Address
brokerage_statement-Part1-General:accountHolderAddress:zipZIP CodeAccount Holder Address
brokerage_statement-Part2-StatementDetails: statementPeriodBeginningDateDateStatement Period Beginning Date
brokerage_statement-Part2-StatementDetails: statementPeriodEndingDateDateStatement Period Ending Date
brokerage_statement-Part2-StatementDetails: statementIssueDateDateStatement Issue Date
brokerage_statement-Part2-StatementDetails: statementPeriodBeginningBalanceMoneyStatement Period Beginning Balance
brokerage_statement-Part2-StatementDetails:statementPeriodEndingBalanceMoneyStatement Period Ending Balance
brokerage_statement-Part2-StatementDetails: vestedBalanceMoneyVested Balance
brokerage_statement-Part3-AssetComposition: cash-MarketValueMoneyCash - Market Value
brokerage_statement-Part3-AssetComposition: moneyMarket-MarketValueMoneyMoney Market - Market Value
brokerage_statement-Part3-AssetComposition: fixedIncome-MarketValueMoneyFixed Income - Market Value
brokerage_statement-Part3-AssetComposition: equity-MarketValueMoneyEquity - Market Value

Sample form

The below Ocrolus sample PDF (input) matches the below sample JSON result (output).

Sample JSON result

{
    "status": 200,
    "response": {
        "pk": 29698370,
        "uuid": "5e83d19c-fa8b-45ca-85d9-06e1639a2736",
        "forms": [
        {
                "pk": 44337723,
                "uuid": "c549526a-1f5c-4f57-9182-9fe1d63776e7",
                "uploaded_doc_pk": 51890756,
                "form_type": "BROKERAGE_STATEMENT",
                "raw_fields": {
                    "brokerage_statement-Part3-AssetComposition:cash-MarketValue": {
                        "value": "",
                        "is_empty": true,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part3-AssetComposition:equity-MarketValue": {
                        "value": "",
                        "is_empty": true,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part3-AssetComposition:fixedIncome-MarketValue": {
                        "value": "",
                        "is_empty": true,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part3-AssetComposition:moneyMarket-MarketValue": {
                        "value": "",
                        "is_empty": true,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part1-General:accountNumber": {
                        "value": "",
                        "is_empty": true,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part1-General:accountHolderName1": {
                        "value": "JOHN SAMPLE",
                        "is_empty": false,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part1-General:accountHolderName2": {
                        "value": "",
                        "is_empty": true,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part1-General:retirementStatement?": {
                        "value": "NO",
                        "is_empty": false,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part2-StatementDetails:vestedBalance": {
                        "value": "",
                        "is_empty": true,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part1-General:accountHolderAddress:zip": {
                        "value": "12345",
                        "is_empty": false,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part1-General:accountHolderAddress:city": {
                        "value": "SAMPLE CITY",
                        "is_empty": false,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part1-General:accountHolderAddress:state": {
                        "value": "NY",
                        "is_empty": false,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part2-StatementDetails:statementIssueDate": {
                        "value": "",
                        "is_empty": true,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part1-General:bankOrBrokerageInstitutionName": {
                        "value": "ABC MORTGAGE COMPANY",
                        "is_empty": false,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part1-General:accountHolderAddress:addressLine1": {
                        "value": "123 FAKE STREET",
                        "is_empty": false,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part1-General:accountHolderAddress:addressLine2": {
                        "value": "UNIT #12",
                        "is_empty": false,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part2-StatementDetails:statementPeriodEndingDate": {
                        "value": "07/31/2022",
                        "is_empty": false,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part2-StatementDetails:statementPeriodBeginningDate": {
                        "value": "07/01/2022",
                        "is_empty": false,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part2-StatementDetails:statementPeriodEndingBalance": {
                        "value": "15000.00",
                        "is_empty": false,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    },
                    "brokerage_statement-Part2-StatementDetails:statementPeriodBeginningBalance": {
                        "value": "10000.00",
                        "is_empty": false,
                        "alias_used": null,
                        "source_filename": "Brokerage Statement (1) (2).pdf"
                    }
                },
                "form_config_pk": 166229,
                "tables": []
            },
    "message": "OK"
}