Brokerage statement*
A brokerage/portfolio statement is issued by an asset manager, brokerage, or bank to an individual to detail information about and composition of assets or investments. The brokerage statement is a common form type found in mortgage, specifically for for verification of assets. Mutual fund statements are included within the Brokerage Statement form type.
The form_type
parameter BROKERAGE_STATEMENT
for the Upload PDF endpoint is required for this form type.
Learn more about how we process brokerage statements here.
Optional fields captured
Configuration-driven output
All fields below are optionally captured, depending on your order form. To adjust fields captured, please speak with your Ocrolus Account Manager.
JSON Attribute | Data Type | Description |
---|---|---|
brokerage_statement-Part1-General:bankOrBrokerageInstitutionName | Text | Bank or Brokerage Institution Name |
brokerage_statement-Part1-General:accountNumber | Text | Account Number |
brokerage_statement-Part1-General:retirementStatement? | YES , NO | Retirement Statement? |
brokerage_statement-Part1-General:accountHolderName1 | Text | Account Holder Name 1 |
brokerage_statement-Part1-General:accountHolderName2 | Text | Account Holder Name 2 |
brokerage_statement-Part1-General:accountHolderAddress:addressLine1 | Text | Account Holder Address |
brokerage_statement-Part1-General:accountHolderAddress:addressLine2 | Text | Account Holder Address |
brokerage_statement-Part1-General:accountHolderAddress:city | City | Account Holder Address |
brokerage_statement-Part1-General:accountHolderAddress:state | State | Account Holder Address |
brokerage_statement-Part1-General:accountHolderAddress:zip | ZIP Code | Account Holder Address |
brokerage_statement-Part2-StatementDetails:statementPeriodBeginningDate | Date | Statement Period Beginning Date |
brokerage_statement-Part2-StatementDetails:statementPeriodEndingDate | Date | Statement Period Ending Date |
brokerage_statement-Part2-StatementDetails:statementIssueDate | Date | Statement Issue Date |
brokerage_statement-Part2-StatementDetails:statementPeriodBeginningBalance | Money | Statement Period Beginning Balance |
brokerage_statement-Part2-StatementDetails:statementPeriodEndingBalance | Money | Statement Period Ending Balance |
brokerage_statement-Part2-StatementDetails:vestedBalance | Money | Vested Balance |
brokerage_statement-Part3-AssetComposition:cash-MarketValue | Money | Cash - Market Value |
brokerage_statement-Part3-AssetComposition:moneyMarket-MarketValue | Money | Money Market - Market Value |
brokerage_statement-Part3-AssetComposition:fixedIncome-MarketValue | Money | Fixed Income - Market Value |
brokerage_statement-Part3-AssetComposition:equity-MarketValue | Money | Equity - Market Value |
Sample form
The below Ocrolus sample PDF (input) matches the below sample JSON result (output).
Sample JSON result
{
"status":200,
"response":{
"pk":47368618,
"uuid":"24eaeb9b-2088-4f36-8fbf-246860b9da2c",
"forms":[
{
"pk":41499204,
"uuid":"44767ca4-ff5f-4ca2-a179-55ad2f20685c",
"form_type":"BROKERAGE_STATEMENT",
"form_config_pk":124030,
"tables":[
],
"raw_fields":{
"brokerage_statement-Part1-General:accountNumber":{
"value":"6521-415290",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part1-General:accountHolderName1":{
"value":"ASHER GABRIEL",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part1-General:accountHolderName2":{
"value":"",
"is_empty":true,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part1-General:retirementStatement?":{
"value":"NO",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part2-StatementDetails:vestedBalance":{
"value":"",
"is_empty":true,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:zip":{
"value":"14420",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:city":{
"value":"BROCKPORT",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part3-AssetComposition:cash-MarketValue":{
"value":"10459095.81",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:state":{
"value":"NY",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part2-StatementDetails:statementIssueDate":{
"value":"05/02/2016",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part3-AssetComposition:equity-MarketValue":{
"value":"14925012.37",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part1-General:bankOrBrokerageInstitutionName":{
"value":"MORGAN STANLEY",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part3-AssetComposition:fixedIncome-MarketValue":{
"value":"18355012.59",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:addressLine1":{
"value":"6265 BROCKPORT SPENCERPORT RD",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part1-General:accountHolderAddress:addressLine2":{
"value":"",
"is_empty":true,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part2-StatementDetails:statementPeriodEndingDate":{
"value":"04/30/2016",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part2-StatementDetails:statementPeriodBeginningDate":{
"value":"04/01/2016",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
},
"brokerage_statement-Part2-StatementDetails:statementPeriodEndingBalance":{
"value":"55464593.13",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf",
"validation_error":"Difference between Statement Period Ending Balance and Statement Period Beginning Balance usually lies between -120000 and 88000. User should review."
},
"brokerage_statement-Part2-StatementDetails:statementPeriodBeginningBalance":{
"value":"48887823.07",
"is_empty":false,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf",
"validation_error":"Statement Period Beginning Balance usually ranges from 0 to 2300000. User should review."
},
"brokerage_statement-Part3-AssetComposition:moneyMarket-MarketValue":{
"value":"",
"is_empty":true,
"alias_used":null,
"source_filename":"Sample Brokerage Statement (1).pdf"
}
}
}
]
},
"message":"OK"
}
Updated 2 months ago